top of page
About Banner.jpg

Equity Financing & Venture Capital

Fueling growth, protecting assets.

For most companies, financing is essential to growth. We regularly assist with equity financing and venture capital investment for both start-ups and potential high-growth businesses. We do so with an appreciation of the liabilities to which financing agreements, if improperly handled, can expose a company. We thus strive to ensure that their interests are protected at every stage of the agreement. When advising technology-based businesses in financing arrangements, we are especially attentive to protecting all underlying intangible assets.

Representative Transactions

  • Secured a $15 million financing agreement for an emerging biotech business that is developing a new clinical diagnostic platform.

  • Secured a $5 million financing agreement between an emerging beverage technology company and Coca-Cola European Partners Ventures.

  • Represented an emerging cash aid and GovTech software company in its initial $4.4 million Series Seed convertible preferred shares offering. Later, assisted the same company with a $10.5 million Series A convertible preferred shares financing.

  • Represented an individual in a $5 million private investment in a healthcare services company’s private common stock offering.

  • Represented two related non-profit organizations in philanthropic investments, preparing fund-background memoranda, issue-lists, and subscription documents for:

    • a $20 million aggregate investment in a $2 billion distressed-debt fund managed by an aircraft-leasing firm targeting aerospace and defense sectors;

    • a $10 million aggregate investment in an $8.19 billion offshore hedge fund focused on credit and special situations; and

    • a $20 million aggregate investment in a $780 million vintage buyout fund managed by a private-equity firm.

bottom of page